DID DUSTIN ANDREW SMITH CAUSE YOU INVESTMENT LOSSES?
Dustin Smith Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Dustin Smith of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Dustin Smith (CRD #5245206) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Alexandria, Virginia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dustin Smith was associated with Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Dustin Smith Customer Complaint
Dustin Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to disclose that the customer would not have access to her money into 2028 guaranteed a better rate of return than she currently had which was inappropriate. The customer complaints were recently filed with Pruco Securities and are still pending.
Dustin Smith Red Flags & Your Rights As An Investor
Of course, Dustin Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Smith at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dustin Smith
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pruco Securities, LLC and/or Dustin Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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