DID EDGAR A KLEYDMAN CAUSE YOU INVESTMENT LOSSES?
Edgar Kleydman Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Edgar Kleydman of MML Investors Services, LLC?
Edgar Kleydman (CRD #2727571) who was formerly registered with MML Investors Services, LLC and located in Brookly, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Edgar Kleydman was associated with AXA Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edgar Kleydman has had his own regulatory problems. In 2021, he refused to cooperate with the FINRA investigation and appear for non-the-record testimony. Their investigating whether he engaged in private securities transactions without providing written notice to his member firm. As a result, he was permanently barred from any further association with any FINRA member firm in any capacity.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Edgar Kleydman Customer Complaints
Edgar Kleydman has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in a FINRA arbitration proceeding being filed an award being entered against Equitable Advisors and him for his alleged misconduct. Two more customer complaints were settled by the advisors former employer’s or his alleged misconduct in favor of the investments. There is currently 1 FINRA arbitration proceeding, that is still pending against Equitable Advisors for Edgar Kleydman’s alleged misconduct.
Allegations Against Leslie Kern
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Adviser engaged in “selling away” by selling investments not recommended by the brokerage firm and then allegedly misrepresenting the return on the investments along with a guarantee associated with the claimants’ funds.
- Unsuitable recommendation of equity listed investment. Fraud, breach of fiduciary duty, unsuitability, breach of contract, negligence, and violations of industry rules.
Edgar Kleydman Red Flags & Your Rights As An Investor
Of course, Edgar Kleydman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Kleydman at MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edgar Kleydman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edgar Kleydman
If you have questions about MML Investors Services, LLC, AXA Advisors, LLC and/or Edgar Kleydman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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