DID EDGARDO LUIS ORTIZ FLORES CAUSE YOU INVESTMENT LOSSES?
Edgardo Ortiz Flores Of Citigroup Global Markets Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Edgardo Ortiz Flores of Citigroup Global Markets Inc.?
Edgardo Ortiz Flores (CRD #5931940) who is currently registered as a broker and investment adviser with Citigroup Global Markets Inc. and located in Newbury Park, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citigroup Global Markets Inc., Edgardo Ortiz Flores was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Edgardo Ortiz Flores Customer Complaint
Edgardo Ortiz Flores has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation related to a mutual fund investment resulting in losses. The customer complaint was recently filed with J.P. Morgan Securities and denied by the brokerage firm. Thus far, the customer has not filed any arbitration proceeding or taken any other action.
Edgardo Ortiz Flores Red Flags & Your Rights As An Investor
Of course, Edgardo Ortiz Flores did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgardo Ortiz Flores at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Edgardo Ortiz Flores has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Edgardo Ortiz Flores
If you have questions about Citigroup Global Markets Inc., J.P. Morgan Securities LLC and/or Edgardo Ortiz Flores and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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