DID EDWARD MUSTER CAUSE YOU INVESTMENT LOSSES?
Edward Muster Formerly With Herbert J, Sims & Co., Inc. Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Edward Muster of Herbert J, Sims & Co., Inc.?
Edward Muster (CRD #1012341) who was formerly registered with Herbert J, Sims & Co., Inc. and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Herbert J, Sims & Co., Inc., Edward Muster was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Edward Muster Customer Complaints
Edward Muster has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two were settled by Herbert J. Sims and Co. in favor of the investors or Edward Muster’s alleged misconduct. Another 2 customer complaints were denied by the brokerage firm and the investors took no further action. There is currently 1 FINRA arbitration proceeding that was recently filed against Herbert J. Sims and Co. for Edward Muster’s alleged misconduct that is still pending.
Allegations Against Edward Muster
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Private placement investments sold to customer were not in the best interest of the client, and that all the risks were not disclosed.
- Unauthorized trading.
- Questionable private placement investments.
- Misrepresentation of private placement investment and unauthorized trading.
- Failure to monitor customer’s account.
Edward Muster Red Flags & Your Rights As An Investor
Of course, Edward Muster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Muster at Herbert J, Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Muster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J, Sims & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Herbert J, Sims & Co., Inc. Due To Edward Muster
If you have questions about Herbert J, Sims & Co., Inc. and/or Edward Muster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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