DID ELICIA GENEVA MUNDY CAUSE YOU INVESTMENT LOSSES?
Elicia Mundy Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Elicia Mundy of Ameriprise Financial Services, LLC?
Elicia Mundy (CRD #4266955) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Elicia Mundy was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Elicia Mundy Customer Complaint
Elicia Mundy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized withdrawals from IRA account which were clearly against his instructions. Further, the withdrawals had no benefit to him and he incurred substantial tax liability as a result thereof. The customer complaint was recently filed with UBS Financial Services and still pending.
Elicia Mundy Red Flags & Your Rights As An Investor
Of course, Elicia Mundy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elicia Mundy at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Elicia Mundy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Elicia Mundy
If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or Elicia Mundy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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