DID ELIZABETH LYNN ROBERTS CAUSE YOU INVESTMENT LOSSES?
Elizabeth Roberts Formerly With Wells Fargo Clearing Services, LLC was fired following concerns about her handling of a client signature on a bank document
Who is Elizabeth Roberts formerly with Wells Fargo Clearing Services, LLC?
Elizabeth Roberts (CRD #5263862) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Bloomfield, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Elizabeth Roberts Employment History and Termination
Elizabeth Lynn Roberts has been registered in the securities industry since 2007, working solely with Wells Fargo Clearing Services, LLC. Roberts’s tenure at Wells Fargo spanned from January 2007 to August 2024. Her role encompassed responsibilities as a registered broker, with a primary location in Bloomfield, Connecticut.
Over her career, she passed three general industry/product exams and two multi-state securities law exams, which qualified her to operate in various financial capacities.
Elizabeth Roberts was terminated by Wells Fargo Clearing Services, LLC on August 19, 2024. This termination arose after an internal review highlighted concerns over her handling of a client’s signature on a bank document, which Wells Fargo deemed inconsistent with firm policies.
Disclosure Event:
- Termination August 19, 2024:
- Firm: Wells Fargo Clearing Services, LLC
- Allegation: Terminated following concerns regarding the handling of a client signature on a bank document.
Elizabeth Roberts Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Elizabeth Roberts is a red flag which should put all current and former customers of Elizabeth Roberts at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Roberts engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Elizabeth Roberts
If you have questions about Wells Fargo Clearing Services, LLC and/or Elizabeth Roberts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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