DID Ellen MACISAAC ZIMMERMANN DEMARIS CAUSE YOU INVESTMENT LOSSES?
Ellen Demaris Formerly MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
About Ellen Demaris formerly with MML Investors Services, LLC?
Ellen MacIsaac Zimmermann DeMaris (CRD #2574244) showcases a lengthy tenure with multiple firms but is currently not registered as a broker, signaling potential issues or a retirement from active brokerage. Previously, DeMaris was associated with MML Investors Services, LLC from June 1995 to December 2023, demonstrating a long-term commitment to a single firm, yet her career is marred by customer disputes and a lack of advanced professional credentials. She passed two general industry/product exams and one multi-state securities law exam but no principal/supervisory exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Ellen Demaris Customer Complaint and Reviews
Total Incidents: 1 Customer Dispute
- Customer Dispute (Denied)
- Date Filed: January 30, 2023
- Allegations: The client alleged that DeMaris made unsuitable recommendations regarding the annuitization, surrender, and replacement of various annuities, leading to multiple surrender charges and significant financial losses.
- Outcome: The dispute was denied on March 9, 2023. Although the complaint was serious, involving potential mismanagement of client funds and inappropriate financial advice, it was resolved with no action against DeMaris.
Allegations Against Ellen Demaris
- Unsuitable Financial Recommendations: DeMaris faced allegations of providing unsuitable advice related to annuities, which allegedly caused the client to incur unnecessary surrender charges and financial losses. This accusation reflects poorly on her ability to manage investments prudently and tailor financial advice to the specific needs and circumstances of her clients.
Ellen Demaris Red Flags & Your Rights As An Investor
Of course, Ellen Demaris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ellen Demaris at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ellen Demaris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Ellen Demaris
If you have questions about MML Investors Services, LLC and/or Ellen Demaris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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