DID ELWIS JOHNSON JR CAUSE YOU INVESTMENT LOSSES?
Elwis Johnson Of Edward Jones And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct
Who is Elwis Johnson of Edward Jones?
Elwis Johnson (CRD #6356996) who is currently registered with Edward Jones and located in Lakewood, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Elwis Johnson was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Elwis Johnson Customer Complaint
Elwis Johnson has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to disclose the tax consequences of a liquidation of an annuity. Elwis Johnson’s customer complaint was settled in favor of the investor.
Elwis Johnson Red Flags & Your Rights As An Investor
Of course, Elwis Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elwis Johnson at Edward Jones and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Elwis Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Elwis Johnson
If you have questions about Edward Jones, Waddell & Reed, and/or Elwis Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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