DID ERIC HOA CHANG CAUSE YOU INVESTMENT LOSSES?
Eric Chang Of Equitable Advisors, LLC And Formerly With Pruco Securities, LLC Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Eric Chang of Equitable Advisors, LLC?
Eric Chang (CRD #3265369) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Brea, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Eric Chang was associated with Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eric Chang Customer Complaints
Eric Chang has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Eric Chang’s former employer, Pruco Securities, and the investors took no further action. There is currently 1 customer complaint that was recently filed with Equitable Advisors that is still pending.
Allegations Against Max Birkinbine
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable recommendation and sale of a variable annuity contract.
- Failure to disclose excessive surrender charges of an annuity investment.
- Unsuitable recommendation of an Allianz insurance policy.
- Failure to disclose all the facts regarding the charges, expenses, and fees for variable annuity contract recommended by the broker.
Eric Chang Red Flags & Your Rights As An Investor
Of course, Eric Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Chang at Equitable Advisors, LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Eric Chang
If you have questions about Equitable Advisors, LLC, Pruco Securities, LLC and/or Eric Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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