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DID ERIC LEE DIAMOND CAUSE YOU INVESTMENT LOSSES?

Eric Diamond Of Fidelity Brokerage Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Eric Diamond of Fidelity Brokerage Services LLC?

Eric Diamond

Eric Diamond (CRD #1602991) who is currently registered as a broker and investment adviser with Fidelity Brokerage Services LLC and located in Fort Lauderdale, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services LLC, Eric Diamond was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Eric Diamond Customer Complaints

Eric Diamond has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Fidelity Brokerage Services and the investors took no further action. There is currently one customer complaint pending against Fidelity Brokerage Services in the amount of $25 million for Eric Diamond’s alleged misconduct.

Allegations Against Eric Diamond

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose risk of loss of principal and fixed income mutual funds.
  • Unsuitable hold recommendations regarding sale of mutual funds.
  • Unsuitable investment recommendation to purchase mutual fund.

Eric Diamond Red Flags & Your Rights As An Investor

Of course, Eric Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Diamond at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Diamond

If you have questions about Fidelity Brokerage Services LLC and/or Eric Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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