DID ERIC ALEXANDER DUNCAN CAUSE YOU INVESTMENT LOSSES?
Eric Duncan Of Moloney Securities Co., Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Eric Duncan of Moloney Securities Co., Inc.?
Eric Duncan (CRD #4168496) who is currently registered as a broker and investment adviser with and located in Denver, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Moloney Securities Co., Inc., Eric Duncan was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eric Duncan Customer Complaints
Eric Duncan has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Moloney Securities Co., Inc. in favor of the investors. The other customer complaint is currently pending in the recently filed FINRA arbitration proceeding against Moloney Securities Co., Inc. for Eric Duncan’s alleged misconduct.
Allegations Against Eric Duncan
The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were all for unsuitable investment recommendations and negligence related to corporate debt.
Eric Duncan Red Flags & Your Rights As An Investor
Of course, Eric Duncan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Duncan at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Duncanhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.