DID ERIC ANTHONY DUPRE CAUSE YOU INVESTMENT LOSSES?
Eric Dupre Of Ameriprise Financial Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Eric Dupre of Ameriprise Financial Services LLC?
Eric Dupre (CRD #2174456) has extensive experience in the financial services industry but is not currently registered. Over the years, he has been affiliated with multiple firms including Ameriprise Financial Services, Raymond James & Associates, and Berthel Fisher & Company Financial Services. Dupre has passed three general industry/product exams and two multi-state securities law exams, which highlight his broad qualifications in the securities sector. His career has seen him registered across several significant financial hubs, adding to his profile’s diversity.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eric Dupre Customer Complaints and Reviews
Eric A. Dupre has several disclosure events listed in his report:
- Customer Disputes:
- A settled dispute where Dupre’s firm agreed to repurchase auction rate securities at par due to failed auctions and limited liquidity, with a settlement of $75,000; Dupre was not personally required to contribute.
- A pending dispute involving allegations of misappropriation of funds for cryptocurrency investments and unsuitable investment recommendations, with alleged damages amounting to over $4 million.
- Termination:
- Dupre was discharged from Ameriprise Financial Services in December 2023 following allegations related to borrowing from clients, a violation of company policies.
Allegations Against Eric Dupre
- Settled Customer Dispute:
- Allegations of misrepresentation regarding the liquidity and safety of auction rate securities; settled as part of a broader firm action without individual contribution from Dupre.
- Pending Customer Dispute:
- Accusations include “stealing” client funds for unauthorized cryptocurrency investments and making unsuitable investment recommendations.
- Termination:
- Dupre was terminated for policy violations specifically related to unauthorized borrowing from clients, highlighting serious concerns regarding adherence to regulatory and ethical standards within the industry.
Eric Dupre Red Flags & Your Rights As An Investor
Of course, Eric Dupre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Dupre at Ameriprise Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Dupre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services LLC Due To Eric Dupre
If you have questions about Ameriprise Financial Services LLC and/or Eric Dupre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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