DID ERIC PAUL SCHULZE CAUSE YOU INVESTMENT LOSSES?
Eric Schulze Of RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Eric Schulze of RBC Capital Markets?
Eric Schulze (CRD #2648340) who is currently registered with RBC Capital Markets and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.
Eric Schulze Customer Complaints
Eric Schulze has been the subject of 4 customer complaints that we know about. Three of Eric Schulze’s 4 customer complaints were settled in favor of investors. One of Eric Schulze’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Eric Schulze
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged that Eric Schulze executed trades without her authorization, and her portfolio under performed against benchmarks.
- Client alleged an investment recommended/sold to them by Eric Schulze was unsuitable and outside their risk tolerance.
- Client alleged losses to their investment portfolio due to negligence, breach of fiduciary duty, negligent supervision, breach of contract and fraud allegedly by Eric Schulze.
- Clients alleged Eric Schulze’s misrepresentation and unsuitable investment recommendations resulting in damages.
Eric Schulze Red Flags & Your Rights As An Investor
Of course, Eric Schulze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schulze at RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Eric Schulze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Eric Schulze
If you have questions about RBC Capital Markets and/or Eric Schulze and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...