DID ERIC MATTHEW TILLOTSON CAUSE YOU INVESTMENT LOSSES?
About Eric Tillotson Of Raymond James Financial Services, Inc.?
Eric Tillotson (CRD #4445703) is a seasoned broker currently registered with Raymond James Financial Services, Inc., and Raymond James Financial Services Advisors, Inc., in Stockton, CA since June 14, 2021. Tillotson has passed one principal/supervisory exam, two general industry/product exams, and one multi-state securities law exam, showcasing a diverse understanding of securities regulations. His registration spans 19 U.S. states and territories. Previously, he has been associated with multiple firms including BBVA Securities Inc., BBVA Wealth Solutions Inc., and several others, indicating a robust career in various financial settings.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eric Tillotson Customer Complaints and Reviews
Eric Matthew Tillotson has two reported customer disputes:
- Customer Dispute 1:
- Date Complaint Received: August 25, 2023
- Allegations: A customer alleged misinformation regarding the tax implications of mutual fund liquidations and the nature of an annuity product, resulting in unexpected capital gains.
- Outcome: The complaint was denied on October 3, 2023. Tillotson responded that the client was fully informed of the potential tax consequences and the variable nature of the product.
- Customer Dispute 2:
- Date Complaint Received: August 27, 2018
- Allegations: An attorney-in-fact for the client claimed that a brokered certificate of deposit was unsuitable for the client’s investment objectives.
- Outcome: The complaint was closed with no action taken in January 2019 after verification that the claimant was the attorney-in-fact and that the investment did not result in any specified damages.
Allegations Against Eric Tillotson
- Allegations related to Customer Dispute 1:
- Misrepresentation of tax consequences and product type, specifically concerning the conversion from mutual funds to a variable annuity, leading to unexpected capital gains taxes.
- Allegations related to Customer Dispute 2:
- Unsuitability of a brokered certificate of deposit based on the client’s investment objectives, as claimed by the client’s attorney-in-fact.
Eric Tillotson Red Flags & Your Rights As An Investor
Of course, Eric Tillotson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Tillotson at Raymond James Financial Services, Inc. and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Tillotson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Eric Tillotson
If you have questions about Raymond James Financial Services, Inc., BBVA Securities Inc. and/or Eric Tillotson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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