DID ERIC ZURBRUGG CAUSE YOU INVESTMENT LOSSES?
Daniel O’Halloran Of American Trust Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
About Eric Zurbrugg of Fargo Clearing Services, LLC
Eric Zurbrugg (CRD #4808416) Eric Zurbrugg (CRD #4808416) is currently registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, where he has been employed since January 3, 2011 as a registered broker and investment advisor. He has passed two general industry/product exams and one multi-state securities law exam. Zurbrugg is licensed in 37 U.S. states and territories and is registered with six self-regulatory organizations (SROs). His previous experience includes a tenure at Wells Fargo Investments, LLC from August 2004 to January 2011. Zurbrugg also holds the professional designation of Certified Financial Planner (CFP), indicating his commitment to ongoing professional development in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eric Zurbrugg Customer Complaints and Reviews
Eric T. Zurbrugg has one pending customer dispute:
- Customer Dispute (Pending): Filed on June 30, 2024, the customer alleges that Zurbrugg, while managing a discretionary account, sold stocks that the client had advised should not be sold due to potential tax consequences. The complaint involves mutual fund investments, and the firm has not determined the exact amount of damages but has indicated that it may exceed $5,000. This dispute is currently pending, with no resolution as of the latest update.
Allegations Against Eric Zurbrugg
Outcome: The case is pending, and the firm has yet to determine the final amount of damages, though it is expected to be over $5,000.
Pending Dispute:
Allegation: The customer claims that Zurbrugg sold stocks in a discretionary account against the client’s advice, potentially leading to negative tax implications.
Eric Zurbrugg Red Flags & Your Rights As An Investor
Of course, Eric Zurbrugg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Zurbrugg at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Zurbrugg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Eric Zurbrugg
If you have questions about Wells Fargo Clearing Services, LLC and/or Eric Zurbrugg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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