DID ERICK BATES CAUSE YOU INVESTMENT LOSSES?
Erick Bates Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Erick Bates of Edward Jones?
Erick Bates (CRD #7135612) who is currently registered with Edward Jones and located in DeBary, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Erick Bates Customer Complaint
Erick Bates has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate customer’s account as instructed. Erick Bates’ customer complaint was denied, and, to date, the customer has not taken any further action.
Erick Bates Red Flags & Your Rights As An Investor
Of course, Erick Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erick Bates at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Erick Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Erick Bates
If you have questions about Edward Jones and/or Erick Bates and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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