DID EUGENE PAUL JORDAN CAUSE YOU INVESTMENT LOSSES?
Eugene Jordan Of Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Eugene Jordan of Cetera Advisor Networks LLC?
Eugene Jordan (CRD #727773) who is currently registered as a broker and investment adviser with Cetera Advisor Networks LLC and located in Buffalo, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Eugene Jordan was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Eugene Jordan Customer Complaints
Eugene Jordan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Tower Square Securities in favor of the investor or Eugene Jordan’s alleged misconduct. The other customer complaint was recently denied by Cetera Advisors, Networks and, to date, the investor has not taken any further action.
Allegations Against Eugene Jordan
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customers death benefit proceeds from a Jackson National Policy were consolidated into another existing Jackson National policy. It was out of surrender, inadvertently resetting the withdrawal schedule for the newly added proceeds. Representative failed to disclose that there was a contingent deferred sales charge associated with subsequent withdrawals.
- Misrepresentation of auction rate municipal securities as providing protection of principal and short-term liquidity.
Eugene Jordan Red Flags & Your Rights As An Investor
Of course, Eugene Jordan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Jordan at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Eugene Jordan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Eugene Jordan
If you have questions about Cetera Advisor Networks LLC and/or Eugene Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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