DID EVAN PFEUFFER CAUSE YOU INVESTMENT LOSSES?
Evan Pfeuffer was fired from Stonex Financial Inc. on October 18, 2024, for allegedly violating company policy
Who is Evan Pfeuffer formerly with Stonex Financial Inc.?
Evan Pfeuffer (CRD #2862097) , located in Winter Park, Florida, who was formerly registered as a broker with Stonex Financial Inc. and located in Winter Park, Florida. is the subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Evan Pfeuffer Employment History and Termination
Evan Pfeuffer was associated with seven firms during his career, including notable tenures at BTIG, LLC (2015–2021) and StoneX Financial Inc. (2021–2024), where he held positions like Managing Director and Head of Quantitative Strategies.
Pfeuffer has extensive experience in the securities industry, having passed 9 licensing exams, including 2 principal/supervisory exams, 6 general industry/product exams, and 1 multi-state securities law exam. He is not currently registered with any firm
Prior affiliations include Credit Suisse Securities, UBS Securities, and Schwab Alterity. He consistently held senior roles and demonstrated significant expertise, as evidenced by his advanced certifications and licenses.
Pfeuffer is no longer registered with any securities firm. He was terminated by StoneX Financial Inc. following allegations related to company policy violations, emphasizing confidentiality breaches.
Negative Disclosures Summary
- Termination:
- Incident: Termination from StoneX Financial Inc. on October 18, 2024.
- Allegations: Violation of company policy, contractual agreements, and industry standards related to the disclosure of confidential information.
Evan Pfeuffer Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Evan Pfeuffer is a red flag which should put all current and former customers of Evan Pfeuffer at Stonex Financial Inc. on alert to review carefully the activity and performance of their accounts and question whether Evan Pfeuffer engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stonex Financial Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Stonex Financial Inc. Due To Evan Pfeuffer
If you have questions about Stonex Financial Inc. and/or Evan Pfeuffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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