DID FABIO FRANCIS BATTAGLIA, JR. CAUSE YOU INVESTMENT LOSSES?
Fabio Battaglia, Of Royal Alliance Associates, Inc. and Formerly with Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Fabio Battaglia, of Royal Alliance Associates, Inc.?
Fabio Battaglia (CRD #1078266) who is currently registered with Royal Alliance Associates, Inc. and located in Eatontown, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.
Fabio Battaglia Customer Complaint
Fabio Battaglia has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in connection with the sale of an insurance product. The complaint was settled in favor of the customer.
Fabio Battaglia Red Flags & Your Rights As An Investor
Of course, Fabio Battaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fabio Battaglia at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fabio Battaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Fabio Battaglia
If you have questions about Royal Alliance Associates, Inc. and Fabio Battaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.