DID FERA SHIVAEE CAUSE YOU INVESTMENT LOSSES?
Fera Shivaee Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Fera Shivaee of Centaurus Financial, Inc.?
Fera Shivaee (CRD #2271590) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Laguna Niguel, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., Fera Shivaee was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Fera Shivaee Customer Complaints
Fera Shivaee has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration the resulted in a $$674,000 arbitration award in favor of the investor. Another customer recently filed a FINRA arbitration proceeding against Centaurus Financial for Fera Shivaee’s alleged misconduct that is still pending.
Allegations Against Fera Shivaee
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Recommendation of unsuitable, complex, high-risk, and illiquid investments in breach of fiduciary duty to the customer.
- Unsuitability, breach of fiduciary duty of loyalty, negligence, failure to do due diligence, negligent misrepresentation, breach of contract, material omissions and misrepresentations, securities fraud, fraud based on concealment, in violation of FINRA rules and regulations regarding the sale of securities.
Fera Shivaee Red Flags & Your Rights As An Investor
Of course, Fera Shivaee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fera Shivaee at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Fera Shivaee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Fera Shivaee
If you have questions about Centaurus Financial, Inc. and/or Fera Shivaee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...