| Read Time: 2 minutes | Morgan Stanley Complaints | News & Articles |

DID FLETCHER ALAN KING CAUSE YOU INVESTMENT LOSSES?

Fletcher King Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

About Fletcher King of Morgan Stanley?

Fletcher A. King

Fletcher A. King (CRD #2630332) has had a lengthy yet controversial career in the financial industry, marked by a substantial number of registrations and examinations but tainted by serious allegations in at least one customer dispute. As of now, he is registered with Morgan Stanley in Wilmington, Delaware (CRD# 149777), where he has been since June 2009. Prior to this, he was registered with Morgan Stanley & Co. Incorporated and its predecessors in various locations from 1995 onwards. Throughout his career, King has been registered with four self-regulatory organizations and holds licenses across 21 U.S. states and territories. He has passed three general industry/product exams and two state securities law exams, yet, notably, he has passed no principal/supervisory exams, which would prevent him from acting in a supervisory capacity. His long tenure in multiple prestigious firms suggests a seasoned broker, but this is overshadowed by the troubling aspects of his professional record.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Fletcher King Customer Complaint and Reviews

Fletcher A. King has been involved in a customer dispute where serious allegations were raised

  • Customer Dispute (Pending as of 2024): The client’s attorney alleges that King recommended investments that were not in the best interests of the client during the period from 2021 to 2023. The complaint, which is investment-related and written, claims compensatory damages amounting to $96,245. This dispute remains unresolved.

Allegations Against Fletcher King

  • Allegation of Misconduct: In the most recent disclosure, a customer represented by their attorney has lodged a formal complaint against King, alleging that the investment advice he provided was self-serving and not aligned with the client’s best interests. This pending allegation involves managed or wrap accounts and suggests a serious lapse in fulfilling fiduciary duties, with claimed damages totaling nearly $100,000.

Fletcher King Red Flags & Your Rights As An Investor

Of course, Fletcher King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fletcher King at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Fletcher King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Fletcher King

 If you have questions about Morgan Stanley and/or Fletcher King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...