DID FLOYD THOMAS BERNARD JR CAUSE YOU INVESTMENT LOSSES?
About Floyd Bernard, Jr of Concourse Financial Group Securities, Inc.?
Floyd Bernard, Jr (CRD #823407) is currently registered with Concourse Financial Group Advisors since December 16, 2016. He has passed three general industry/product exams (Series 1, Series 6TO, and SIE) and one state securities law exam (Series 65). He is licensed in Louisiana and holds a professional designation as a Chartered Financial Consultant. In addition to Concourse, he previously worked with firms like Institutional Securities Corporation and ISC Advisors Inc.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Floyd Bernard, Jr Customer Complaint and Reviews
- Total Incidents: 1
- Customer Dispute (Settled):
- Date Complaint Received: May 2, 2023
- Allegations: The client alleged that Bernard misrepresented a third-party managed program, leading to approximately $200,000 in damages.
- Outcome: The complaint was settled with no compensation paid to the client. The client had executed a subscription agreement and later requested a release, which was granted.
Allegations Against Floyd Bernard, Jr
- Misrepresentation:
- Bernard was accused of misrepresenting a third-party managed program, allegedly causing $200,000 in losses. The firm denied wrongdoing and noted that no compensation was provided to the client.
Floyd Bernard, Jr Red Flags & Your Rights As An Investor
Of course, Floyd Bernard, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Floyd Bernard, Jr at Concourse Financial Group Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Floyd Bernard, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc. Due To Floyd Bernard, Jr
If you have questions about Concourse Financial Group Securities, Inc. and/or Floyd Bernard, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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