DID FRANCO DIMAIO CAUSE YOU INVESTMENT LOSSES?
Franco Dimaio Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Franco Dimaio of UBS Financial Services Inc.?
Franco Dimaio (CRD #2895690) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Paramus New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Franco Dimaio was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Franco Dimaio Customer Complaint
Franco Dimaio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to inform the customer about the lack of eligibility for rollovers when withdrawing funds from an inherited IRA account. UBS Financial Services settled the customer complaint in favor of the investor.
Franco Dimaio Red Flags & Your Rights As An Investor
Of course, Franco Dimaio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Franco Dimaio at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Franco Dimaiohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.