DID FRANK JOSEPH COLUCCIO JR CAUSE YOU INVESTMENT LOSSES?
Frank Coluccio, Jr Formerly With Edward Jones was terminated on June 27, 2024, due to concerns that he did not adhere to the firm’s policies relating to disclosure matters
Who is Frank Coluccio, Jr formerly with Edward Jones?
Frank Coluccio, Jr (CRD #2664400) who was formerly registered as a broker with Edward Jones and located in Latham=, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Frank Coluccio, Jr Employment History
Frank Joseph Coluccio Jr has been active in the securities industry with a history of registrations at multiple firms. His most recent registration was with Edward Jones from October 2023 to July 2024. Previously, he was registered with Northwestern Mutual Investment Services, LLC during two separate periods from January 2012 to November 2014 and from September 1999 to October 2007. Frank has passed three General Industry/Product exams, including the Series 7, and two Multi-State Securities Law exams, including the Series 66 and Series 63. He is not currently registered with any firm.
Allegations Against Frank Coluccio, Jr
Frank Joseph Coluccio Jr. has several negative disclosures on his record that should be considered by potential investors:
- Regulatory Action:
- Date: June 4, 2024 (Pending)
- Details: The New York Department of Financial Services initiated a regulatory action against Frank for failing to report an administrative action entered into by the Florida Department of Financial Services, effective July 30, 2004. The case is pending, with a settlement expected unless a stipulation of settlement is accepted by June 14, 2024.
- Employment Termination:
- Date: June 27, 2024
- Details: Frank was discharged from Edward Jones due to concerns that he did not adhere to the firm’s policies relating to the disclosure of administrative actions and regulatory requests for information.
Frank Coluccio, Jr Red Flags & Your Rights As An Investor
Of course, Frank Coluccio, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Frank Coluccio, Jr at Edward Joneson alert to review carefully the activity and performance of their accounts and question whether Frank Coluccio, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Frank Coluccio, Jr
If you have questions about Edward Jones and/or Frank Coluccio, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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