DID FRANK PIERRE GUSMANO CAUSE YOU INVESTMENT LOSSES?
Frank Gusmano Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct
About Frank Gusmano of Lincoln Financial Advisors Corporation?
Frank Gusmano (CRD #3070995) , has been registered with Lincoln Financial Advisors Corporation in Huntington Station, NY since September 2008 where his tenure has been marked by controversy and a notable customer dispute that led to a settlement. Gusmano is licensed across 11 U.S. states and territories and has passed one principal/supervisory exam and four general industry/product exams, which illustrate his breadth of knowledge. However, his professional integrity is brought into question by his record, which includes the resolved dispute over unsuitable investment advice.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Frank Gusmano Customer Complaint and Reviews
- Customer Dispute (Settled)
- Date Complaint Received: May 10, 2023
- Allegations: Claimant alleged Gusmano recommended an unsuitable Oil & Gas investment.
- Product Type: Oil & Gas
- Alleged Damages: $25,000.00
- Settlement Amount: $13,381.64
- Outcome: The dispute was settled on October 6, 2023, with no financial contribution from Gusmano. Although settled, this incident casts a shadow over his advisement capabilities and suggests potential misjudgments in client portfolio management.
Allegations Against Frank Gusmano
Frank P. Gusmano was accused of recommending an investment in Oil & Gas that was later deemed unsuitable by the client. The settlement of the dispute without his contribution might relieve him of direct financial liability but does not absolve the questions about his professional judgment and suitability assessments. This incident highlights critical concerns about his investment advice and fiduciary responsibilities to his clients.
Frank Gusmano Red Flags & Your Rights As An Investor
Of course, Frank Gusmano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Gusmano at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Gusmano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Frank Gusmano
If you have questions about Lincoln Financial Advisors Corporation and/or Frank Gusmano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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