DID FREY D PENA PEREZ CAUSE YOU INVESTMENT LOSSES?
Frey Pena Perez Formerly With J.P. Morgan Securities LLC was fired on September 4, 2024, for allegations related to violating firm policy
Who is Frey Pena Perez formerly with J.P. Morgan Securities LLC?
Frey Pena Perez (CRD #7495646) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Frey Pena Perez Employment History and Termination
Frey D. Pena Perez has been involved in the securities industry since 2022, He was associated with J.P. Morgan Securities LLC from April 2022 to September 2024, working primarily as a registered broker. Previously, he held positions outside the securities industry, including a role at Gotham 16. His experience in the industry is relatively short, with JPMorgan Chase being his primary registration.
He has passed two general industry/product exams and one multi-state securities law exam.
Frey Pena Perez was terminated by JPMorgan Chase Bank, N.A. on September 4, 2024, following allegations of fraudulent check deposit activity in his personal account, which the firm cited as a violation of company policy.
Disclosure Event:
- Termination September 4, 2024
- Firm: JPMorgan Chase Bank, N.A.
- Allegation: Terminated for allegedly violating firm policy through fraudulent check deposit activity in his personal account. This event was not related to securities sales but pertained to internal policy on personal finances.
Frey Pena Perez Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Frey Pena Perez is a red flag which should put all current and former customers of Frey Pena Perez at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Frey Pena Perez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Frey Pena Perez
If you have questions about J.P. Morgan Securities LLC and/or Frey Pena Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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