DID GARY LUTHER BRAHLER CAUSE YOU INVESTMENT LOSSES?
Gary Brahler Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct
About Gary Brahler of Morgan Stanley?
Gary Brahler (CRD #2682230) has a longstanding history in the financial industry, currently employed with Morgan Stanley in Westlake, Ohio, since May 2, 2018. His career spans multiple major firms, including Wells Fargo Clearing Services and UBS Financial Services. He has successfully passed six major securities exams, including one Principal/Supervisory Exam and three General Industry/Product Exams. Brahler is registered with four Self-Regulatory Organizations (SROs) and licensed in 22 U.S. states and territories, highlighting a broad and diverse regulatory approval across the country.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gary Brahler Customer Complaints and Reviews
Gary L. Brahler has had three customer disputes reported, two of which were settled:
- Settled Dispute at UBS Financial Services (2003-2008): A client claimed funds were not transferred as promised to a money market to secure against market downturn, following a misrepresentation regarding an annuity that promised safeguarding the principal amount. Settled for $13,077.00.
- Settled Dispute at AXA Advisors (2005): A client argued that investments made were too aggressive contrary to her conservative preference, claiming over $100,000 in losses. The firm agreed to reimburse half of the investment loss, settling it for $50,821.05.
- Closed-No Action Dispute at Morgan Stanley (2024): A complaint alleging unsuitable recommendation to purchase a variable annuity was denied without action.
Allegations Against Gary Brahler
- Allegation from UBS Financial Services Incident: Misrepresentation of financial products, specifically an annuity, where the client was led to believe his initial investment would be fully safeguarded.
- Allegation from AXA Advisors Incident: Inappropriate investment strategy, placing a client in high-risk funds despite her conservative investment stance, leading to substantial financial losses.
- Allegation from Morgan Stanley Incident: Inappropriate advice given for purchasing a variable annuity, deemed not in the client’s best interest, which was formally denied by the firm.
Gary Brahler Red Flags & Your Rights As An Investor
Of course, Gary Brahler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Brahler at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gary Brahler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gary Brahler
If you have questions about Morgan Stanley and/or Gary Brahler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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