DID GEORGE DEWEY EGGERS III CAUSE YOU INVESTMENT LOSSES?
About George Eggers III of Cetera Advisor Networks LLC?
George Eggers III (CRD #1228371) has a considerable history in the financial services industry. Currently, he is employed and registered with Cetera Investment Advisers LLC and Cetera Advisor Networks LLC in Haddon Heights, New Jersey, since June 2023 and September 2013 respectively. His career spans multiple firms, with previous registrations including Walnut Street Securities, Inc., and Paulson Investment Company, among others. Throughout his career, Eggers has passed a variety of examinations, including one Principal/Supervisory Exam (Series 24), three General Industry/Product Exams (Series 6, 7, SIE), and two Multi-State Securities Law Exams (Series 63, 65). He is registered with one Self-Regulatory Organization and licensed in 13 U.S. states and territories.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
George Eggers III Customer Complaints and Reviews
George D. Eggers III has one customer dispute listed on his record:
- Customer Dispute (Pending as of July 2023): A claimant alleges that Eggers recommended high-commission unsuitable investments, particularly in mutual funds and Business Development Companies (BDCs), claiming damages amounting to $100,000. The arbitration is currently pending under FINRA docket/case number 23-02099.
Allegations Against George Eggers III
- Customer Dispute – Allegations:
- Nature of Allegations: Engaging in sales practice violations by recommending unsuitable investments with high commissions.
- Product Type Involved: Mutual funds and BDCs.
- Alleged Damages: $100,000.
- Status: Pending arbitration under FINRA with docket/case number 23-02099, filed as of July 31, 2023.
George Eggers III Red Flags & Your Rights As An Investor
Of course, George Eggers III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Eggers III at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether George Eggers III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To George Eggers III
If you have questions about Cetera Advisor Networks LLC and/or George Eggers III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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