DID GEORGE REYNOLDS HOWARD III CAUSE YOU INVESTMENT LOSSES?

George Howard, III Of Centaurus Financial, Inc. And Formerly with Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is George Howard, III of Centaurus Financial, Inc.?

George Howard, III (CRD #2958866) who is currently registered as a broker and investment adviser with Centaurus Financial, Inc. and located in Germantown, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Inc., George Howard, III was associated with Berthel, Fisher & Company Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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George Howard, III Customer Complaints

George Howard, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by George Howard’s current and former employers in favor the investors. His former employer denied another customer complaint and the investor took no further action.

Allegations Against George Howard, III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

Unsuitable recommendation of unit investment trusts.
Breach of fiduciary duty and unsuitability regarding high risk securities in option transactions.
Misrepresentation of a high risk, illiquid, and speculative investment involving corporate debt.

George Howard, III Red Flags & Your Rights As An Investor

Of course, George Howard, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howard, III at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Howard, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To George Howard, III

If you have questions about Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc. and/or George Howard, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

George Howard, III of Centaurus Financial, Inc.