DID GERALD EDWARD MANG, JR. CAUSE YOU INVESTMENT LOSSES?
Gerald Mang Of CapFinancial Securities, LLC And Formerly With Lakeside Wealth Management Group, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Gerald Mang of CapFinancial Securities, LLC?
Gerald Mang (CRD #2228023) who is currently registered with CapFinancial Securities, LLC and located in Chesterton, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to CapFinancial Securities, LLC, Gerald Mang was associated with Lakeside Wealth Management Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gerald Mang Customer Complaint
Gerald Mang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unsuitable REIT investments which were in breach of his fiduciary duty. The Customer complaint was settled in favor of the investor.
Gerald Mang Red Flags & Your Rights As An Investor
Of course, Gerald Mang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Mang at CapFinancial Securities, LLC, and Lakeside Wealth Management Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Mang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CapFinancial Securities, LLC, and Lakeside Wealth Management Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At CapFinancial Securities, LLC Due To Gerald Mang
If you have questions about CapFinancial Securities, LLC,Lakeside Wealth Management Group, LLC and/or Gerald Mang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.