DID GLENN AKIRA OTA CAUSE YOU INVESTMENT LOSSES?
Glenn Ota Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Glenn Ota of Morgan Stanley?
Glenn Ota (CRD #702745) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Fresno, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Glenn Ota was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Glenn Ota Customer Complaints
Glenn Ota has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by the brokerage firms and so far the investors have not taken any further action.
Allegations Against Glenn Ota
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to follow customer’s instructions to reallocate account holdings to preserve her assets.
- Misrepresentation of the investments made in customer’s account.
Glenn Ota Red Flags & Your Rights As An Investor
Of course, Glenn Ota did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Ota at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Glenn Ota has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Glenn Ota
If you have questions about Morgan Stanley and/or Glenn Ota and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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