DID GREGORY GASTON GIBSON CAUSE YOU INVESTMENT LOSSES?
Gregory Gibson Of Dempsey Lord Smith, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
About Gregory Gibson of Dempsey Lord Smith, LLC?
Gregory Gibson (CRD #1694647) has a longstanding career in the securities industry, currently employed and registered with Dempsey Lord Smith, LLC in Greenville, South Carolina since June 19, 2012. His professional journey spans several firms, including significant stints at Park Avenue Securities LLC and Guardian Investor Services Corporation. Gibson has passed four general industry/product exams and one multi-state securities law exam. He is registered in six U.S. states and holds licenses across various securities categories, demonstrating a broad and versatile involvement in the financial sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gregory Gibson Customer Complaints and Reviews
Gregory G. Gibson has been involved in several disclosure events:
- Regulatory Events (2 Finalized):
- In 1993, fined $500 by the South Carolina Department of Insurance for failing to properly fill out replacement forms for insurance policies.
- In 1988, fined $250 for failing to detail a disorderly conduct event on his insurance application.
- Customer Disputes (3 Reported, 1 Pending):
- Settled in 2024 for $250,000 due to allegations of unsuitable recommendations and breach of fiduciary duty related to direct investments.
- Settled in 2023 for $102,663 due to claims of unsuitable investment recommendations and misrepresenting investments.
- Pending as of 2024, with claimed damages of $106,000 for similar allegations as previous disputes.
Allegations Against Gregory Gibson
- Regulatory Actions:
- 1993: Improper handling of insurance policy replacements.
- 1988: Failure to disclose a past public disorderly conduct event on an application.
- Customer Disputes:
- 2024 (Pending): Claims of unsuitable recommendations, negligence, and breach of fiduciary duty.
- 2024 (Settled): Allegations of unsuitable recommendations, misrepresentation, and breach of fiduciary duty.
- 2023 (Settled): Unsuitable investment recommendations and misrepresenting investments.
Gregory Gibson Red Flags & Your Rights As An Investor
Of course, Gregory Gibson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Gibson at Dempsey Lord Smith, LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Gibson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Gregory Gibson
If you have questions about Dempsey Lord Smith, LLC and/or Gregory Gibson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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