DID GUILLERMO ENRIQUE GUERRA ROMITI CAUSE YOU INVESTMENT LOSSES?
Guillermo Romiti was fired from Jeffries LLC on November 1, 2024, due to a violation of firm procedures
allegations of failing to identify impermissible money-wire transfers and deleting off-channel business communications.
Who is Guillermo Romiti formerly with Jeffries LLC?
Guillermo Romiti (CRD #4907302) who was formerly registered as a broker with Jeffries LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Guillermo Romiti Employment History and Termination
Guillermo Enrique Guerra Romiti has over 19 years of experience in the securities industry, having worked as a registered broker for firms such as Wells Fargo Clearing Services, LLC 2005-2017, and his most recent service with Jefferies LLC from May 2017 to November 2024.
Guillermo has passed three general industry/product exams and one multi-state securities law exam, but no principal or supervisory exams. However, he is currently not registered with any brokerage firm.
Despite his extensive experience, Romiti’s career was marred by a significant termination on November 1, 2024, due to allegations of procedural violations stemming from his failure to identify impermissible money-wire transfers and engaging in off-channel communications, which were later deleted.
Negative Disclosures Summary
Disclosure Summary: One incident
- Termination November 1, 2024
- Employer: Jefferies LLC.
- Allegation: Failed to identify impermissible money-wire transfers and engaged in and deleted off-channel business communications.
- Product Type: Wire transfers.
Guillermo Romiti Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Guillermo Romiti is a red flag which should put all current and former customers of Guillermo Romiti at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Guillermo Romiti engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Guillermo Romiti
If you have questions about Jeffries LLC and/or Guillermo Romiti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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