DID JOHN WILLIAM ROOD CAUSE YOU INVESTMENT LOSSES?
John Rood Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is John Rood of Avantax Investment Services, Inc.?
John Rood (CRD #2693581) who is currently registered as a broker and investment adviser with Avantax Investment Services, Inc. and located in Kingwood, Texas,. is the subject of one of our many securities industry sales practice abuse investigations. He is also a CPA and health insurance Company salesperson.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
John Rood Customer Complaints
John Rood has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were recently denied by Avantax Investment Services, and so far it does not appear that either investor has filed an arbitration claim were taken any other action.
Allegations Against John Rood
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The representative has acted in an unprofessional manner recommending investments that were not suitable.
- Adviser charged excessive fees in connection with mutual fund investment.
John Rood Red Flags & Your Rights As An Investor
Of course, John Rood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Rood at Avantax Investment Services, Inc on alert to review carefully the activity and performance of their accounts and question whether John Rood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc Due To John Rood
If you have questions about Avantax Investment Services, Inc and/or John Rood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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