DID GUSTAVO RODRIGO III CAUSE YOU INVESTMENT LOSSES?
Gustavo Rodrigo Of Boustead Securities, LLC And Formerly With Westpark Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Gustavo Rodrigo of Boustead Securities, LLC?
Gustavo Rodrigo (CRD #3031284) who is currently registered as a broker with Boustead Securities, LLC and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Boustead Securities, LLC, Gustavo Rodrigo was associated with Westpark Capital, Inc and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gustavo Rodrigo has had his own regulatory problems. In 2023. It was suspended for 10 days and fined $2500 for exercising discretion. The customer’s account without written authorization from the customer and without his member firm, having accepted the account is discretionary. The finding stated that Rodrigo affected trades in a brokerage account of the firm customer, without speaking to the customer prior to the execution on a date of the transactions. He accepted the findings and the sanctions without admitting or denying the allegations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Gustavo Rodrigo Customer Complaints
Gustavo Rodrigo has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Gustavo Rodrigue goes former employer’s and the investors that no further action.
Allegations Against Mark Richardson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Excessive trading in commissions.
- Misrepresentations and unauthorized trading.
Gustavo Rodrigo Red Flags & Your Rights As An Investor
Of course, Gustavo Rodrigo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gustavo Rodrigo at Boustead Securities, LLC and Westpark Capital, Inc on alert to review carefully the activity and performance of their accounts and question whether Gustavo Rodrigo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gustavo Rodrigo at Boustead Securities, LLC and Westpark Capital, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Boustead Securities, LLC Due To Gustavo Rodrigo
If you have questions about Gustavo Rodrigo at Boustead Securities, LLC, Westpark Capital, Inc and/or Gustavo Rodrigo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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