DID Anthony LEJAMBRE Dorsey CAUSE YOU INVESTMENT LOSSES?
Anthony Dorsey Of PFS Investments Inc. Has 1 Customer Complaint For Alleged Broker Misconduct
About Anthony Dorsey PFS Investments Inc.?
Anthony Dorsey (CRD #3196293) , has been a registered broker since 1999, primarily with PFS Investments Inc. and Primerica Advisors in Rancocas, NJ. Despite a long tenure in the industry, his career has not been without issues. Dorsey is registered in 8 U.S. states and has passed two general industry/product exams and two state securities law exams, in addition to one principal/supervisory exam. The extent of his registration might initially imply a broad and versatile service capability, yet this is somewhat marred by a lack of further professional qualifications and a noticeable presence in only a handful of states. This limited geographical footprint and professional growth might raise questions about his ambition or capability in expanding his client base or expertise.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Anthony Dorsey Customer Complaints and Reviews
Dorsey’s record includes a notable disclosure:
- Customer Dispute (Settled): In one reported case, a customer alleged that Dorsey failed to inform her about the free-look period for a variable annuity, which would have allowed her to surrender the contract without penalty. The dispute, involving alleged damages of $31,131.66, was settled for the full amount in March 2023. This incident raises concerns about Dorsey’s communication with clients and his adherence to ethical standards in disclosing critical information.
Allegations Against Anthony Dorsey
The primary allegation against Anthony Dorsey revolves around a significant oversight in client communications, specifically:
- Failure to adequately inform a client about the free-look period of a variable annuity, which directly resulted in financial detriment to the client and a subsequent monetary settlement.
This suggests a lack of diligence or transparency in his advisory duties, which are critical for maintaining trust and integrity in the broker-client relationship.
Anthony Dorsey Red Flags & Your Rights As An Investor
Of course, Anthony Dorsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Dorsey at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Dorsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Anthony Dorsey
If you have questions about PFS Investments Inc. and/or Anthony Dorsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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