DID HAMISH ANDRE GRASON CAUSE YOU INVESTMENT LOSSES?
About Hamish Grason formerly with UBS Financial Services Inc.?
Hamish Grason (CRD #7076252) , located in New York, New York, has been registered as a broker in the securities industry since May 2019. He most recently worked with UBS Financial Services Inc. from March 2021 to December 2024 and previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated from May 2019 to March 2021. He is no longer actively registered as a broker but has gained diverse experience in financial advisory and human resource management. During his tenure, Mr. Grason passed two general industry/product exams (Securities Industry Essentials Examination and Series 7) and one multi-state securities law exam (Series 66). However, he has no principal or supervisory exam qualifications. In addition to his brokerage roles, Mr. Grason has served in the U.S. Air Force Reserve since November 2018, where he holds a role in Standards and Evaluation.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Hamish Grason Customer Complaints and Reviews
Mr. Grason has one customer dispute disclosed in his BrokerCheck record:
- Customer Dispute Filed: October 30, 2024.
- Complaint: The client accused Mr. Grason of misappropriation of funds. The dispute does not involve a specific financial product.
- Damages: The firm has determined in good faith that the alleged damages will exceed $5,000.
- Status: The dispute remains unresolved, and no settlement or resolution has been reported as of now.
Allegations Against Hamish Grason
The pending customer dispute against Mr. Grason involves accusations of misappropriation of funds as follows:
- Allegations: The client alleges that funds were mishandled, although no specific product was implicated.
- Financial Impact: Damages exceeding $5,000.
Hamish Grason Red Flags & Your Rights As An Investor
Of course, Hamish Grason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hamish Grason at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Hamish Grason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Hamish Grason
If you have questions about UBS Financial Services Inc. and/or Hamish Grason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...