DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES?
Harmond Schaefer Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Harmond Schaefer of Equitable Advisors, LLC?
Harmond Schaefer (CRD #412284) who is currently registered as a broker with Equitable Advisors, LLC and located in Bay City, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Harmond Schaefer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Harmond Schaefer Customer Complaints
Harmond Schaefer has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by AXA Advisors and the investors took no further action. There is currently 1 customer complaint that was recently filed with Equitable Advisors that is still pending.
Allegations Against Harmond Schaefer
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation related to variable annuity contract.
- Failure to disclose expenses associated with conversion of the existing policies entombed new variable life insurance policies.
- Forgery of customer’s signature on replacement acknowledgment form.
Harmond Schaefer Red Flags & Your Rights As An Investor
Of course, Harmond Schaefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harmond Schaefer at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Harmond Schaefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Harmond Schaefer
If you have questions about Equitable Advisors, LLC and/or Harmond Schaefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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