DID HASSAN LOPEZ CAUSE YOU INVESTMENT LOSSES?
Hassan Lopez Of Equity Services, Inc. And Formerly With Eagle Strategies LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Hassan Lopez of Equity Services, Inc.?
Hassan Lopez (CRD #4685114) who is currently registered with Equity Services, Inc. and located in Sunrise, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equity Services, Inc., Hassan Lopez was associated with Eagle Strategies LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Hassan Lopez Customer Complaints
Hassan Lopez has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints have been denied by Hassan Lopez’s former employers and to date, the customers have not taken any further action.
Allegations Against Hassan Lopez
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of terms of variable annuity.
- Unsuitable investment recommendation of variable annuity.
- Suitability issues related to a variable annuity investment.
Hassan Lopez Red Flags & Your Rights As An Investor
Of course, Hassan Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hassan Lopez at Equity Services, Inc. and Eagle Strategies LLC on alert to review carefully the activity and performance of their accounts and question whether Hassan Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services, Inc. and Eagle Strategies LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equity Services, Inc. Due To Hassan Lopez
If you have questions about Equity Services, Inc., Eagle Strategies LLC and/or Hassan Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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