DID HECTOR TAFOYA CAUSE YOU INVESTMENT LOSSES?
Hector Tafoya Of J.P. Morgan Securities LLC And Formerly With Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Hector Tafoya of J.P. Morgan Securities LLC?
Hector Tafoya (CRD #6562115) who is currently registered as a broker and investment adviser with J.P. Morgan Securities LLC and located in San Antonio, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Hector Tafoya was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Hector Tafoya Customer Complaint
Hector Tafoya has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a variable annuity investment. A customer complaint was recently filed with JP Morgan Securities and is under review. Thus far, it does not appear that the firm has made any determination that has been published.
Hector Tafoya Red Flags & Your Rights As An Investor
Of course, Hector Tafoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hector Tafoya at J.P. Morgan Securities LLC and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Hector Tafoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Hector Tafoya
If you have questions about J.P. Morgan Securities LLC, Kovack Securities Inc. and/or Hector Tafoya and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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