DID HENRY ANTHONY HERNANDEZ CAUSE YOU INVESTMENT LOSSES?
Henry Hernandez Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Henry Hernandez of UBS Financial Services Inc.?
Henry Hernandez (CRD #2044909) who is currently registered with UBS Financial Services Inc. and located in Irvine, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Henry Hernandez was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Henry Hernandez Customer Complaints
Henry Hernandez has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Chase Investment Services in favor of the investor. The other customer complaint was denied by his former employer Wells Fargo Advisors comment today, the customer has not taken any further action.
Henry Hernandez Red Flags & Your Rights As An Investor
Of course, Henry Hernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Hernandez at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Hernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Henry Hernandez
If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and/or Henry Hernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...