DID IAN HA CAUSE YOU INVESTMENT LOSSES?
Ian Ha Of Infinity Financial Services And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Ian Ha of Infinity Financial Services?
Ian Ha (CRD #5679255) who is currently registered with Infinity Financial Services and located in Beverly Hills, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinity Financial Services, Ian Ha was associated with AXA Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Ian Ha has had his own regulatory problems. He has been permanently barred by FINRA from any further association with any member firm for failure to cooperate in one of its investigations.
Ian Ha Customer Complaint
Ian Ha has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentations in connection with the replacement of life insurance policies with 2 universal life insurance policies. The customer complaint was denied by AXA Advisors, and the customer took no further action.
Ian Ha Red Flags & Your Rights As An Investor
Of course, Ian Ha did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Ha at Infinity Financial Services and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Ha has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Ian Ha
If you have questions about Infinity Financial Services, AXA Advisors, LLC and/or Ian Ha and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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