DID JACK W YVARS CAUSE YOU INVESTMENT LOSSES?
Jack Yvars Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Jack Yvars of Osaic Wealth, Inc.?
Jack Yvars (CRD #6377111) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Concord, New Hampshire, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Jack Yvars was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jack Yvars Customer Complaints
Jack Yvars has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have evolved into FINRA arbitration proceedings filed against Osaic Wealth, formerly known as Royal Alliance Associates for Jack Yvars alleged misconduct, and still pending.
Allegations Against Jack Yvars
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- The portfolio of mutual funds did not meet the customer’s investment objectives and risk tolerance.
- Mutual fund recommendations were not in keeping with the customer’s investment needs and objectives.
Jack Yvars Red Flags & Your Rights As An Investor
Of course, Jack Yvars did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Yvars at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jack Yvars has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc., Due To Jack Yvars
If you have questions about Osaic Wealth, Inc., and/or Jack Yvars and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...