DID JACOB MATTHEW LAFOND CAUSE YOU INVESTMENT LOSSES?
Jacob Lafond Formerly With Northwestern Mutual Investment Services, LLC was recently fired, for alleged violations of firm policies concerning client authorization
Who is Jacob Lafond formerly with Northwestern Mutual Investment Services, LLC
Jacob Lafond (CRD #5275358) who was formerly registered as a broker with Northwestern Mutual Investment Services, LLC and located in Roseville, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jacob Lafond Employment History and Termination
- Jacob Matthew LaFond is no longer registered as a securities broker. His career includes registrations with Northwestern Mutual Investment Services, LLC (2012–2024), where he served as a registered representative. His professional journey involved employment at Northwestern Mutual Life Insurance Company and Northwestern Mutual Wealth Management Company.
- LaFond passed two general industry/product exams and one multi-state securities law exam but did not pass any principal/supervisory exams.
- Jacob Matthew LaFond was discharged on September 24 2024, by Northwestern Mutual Investment Services, LLC. The termination stemmed from an internal investigation alleging that he failed to follow firm policies on obtaining and documenting client consent for the surrender of insurance policies. This critical information reflects the importance of adherence to industry regulations and internal standards.
Negative Disclosure
- Employment termination September 24, 2024
- Details: Jacob LaFond was discharged from Northwestern Mutual Investment Services, LLC due to allegations of failing to obtain and document client authorization properly when surrendering insurance policies. The firm identified these actions as policy violations during an internal review.
Jacob Lafond Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jacob Lafond is a red flag which should put all current and former customers of Jacob Lafond at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacob Lafond engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Jacob Lafond
If you have questions about Northwestern Mutual Investment Services, LLC and/or Jacob Lafond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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