DID JACOB J. THOMAS CAUSE YOU INVESTMENT LOSSES?
Jacob Thomas Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Jacob Thomas of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Jacob Thomas (CRD #4495190) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Farmington Hills, Michigan, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jacob Thomas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Jacob Thomas Customer Complaint
Jacob Thomas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions on March 6, 2020 related to a managed accounts. The customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith Incorporated and today, it appears the customer took no further action.
Jacob Thomas Red Flags & Your Rights As An Investor
Of course, Jacob Thomas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Thomas at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jacob Thomas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jacob Thomas
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jacob Thomas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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