DID JAIME ESTRADA CAUSE YOU INVESTMENT LOSSES?
About Jaime Estrada of Wells Fargo Advisors Financial Network, LLC?
Jaime Estrada (CRD #5852546) is currently registered with Wells Fargo Advisors as an investment advisor at Wells Fargo Advisors Financial Network as a registered broker in Walnut Creek, California, since December 16, 2022. He is licensed in 37 U.S. states and territories and has passed two general industry/product exams and one multi-state securities law exam. Previously, Estrada was registered with Wells Fargo Clearing Services, LLC from November 2010 to December 2022. His extensive registration across multiple states and consistent employment with Wells Fargo entities indicate a stable career within the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jaime Estrada Customer Complaints and Reviews
Jaime Estrada has one disclosed customer dispute in his record:
- Customer Dispute (Pending): A client alleges that Estrada made an unsuitable annuity recommendation, considering her age and financial needs. The case, filed with FINRA under docket number 24-01209, involves alleged damages of $67,000 and is currently pending arbitration. This complaint was filed while Estrada was associated with Wells Fargo Clearing Services, LLC.
Allegations Against Jaime Estrada
- Pending Customer Dispute:
- Allegation: The client contends that Estrada recommended an annuity that was unsuitable given her age and specific financial requirements.
- Product Involved: Fixed Annuity
- Current Status: The dispute is undergoing arbitration, and the resolution is yet to be determined, with potential implications for both Estrada and the involved firm depending on the outcome.
Jaime Estrada Red Flags & Your Rights As An Investor
Of course, Jaime Estrada did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Estrada at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Jaime Estrada has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Jaime Estrada
If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Jaime Estrada and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...