DID JAMES STEVEN DENNIK CAUSE YOU INVESTMENT LOSSES?
James Dennik Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is James Dennik of U.S. Bancorp Investments, Inc.?
James Dennik (CRD #1634218) who is currently registered with U.S. Bancorp Investments, Inc. and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to U.S. Bancorp Investments, Inc., James Dennik was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Dennik Customer Complaint
James Dennik has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to move money into the money market when instructed to do so. The customer complaint was denied by US Bancorp Investments and, to date, the customer has not taken any further action.
James Dennik Red Flags & Your Rights As An Investor
Of course, James Dennik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dennik at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Dennik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To James Dennik
If you have questions about U.S. Bancorp Investments, Inc. and/or James Dennik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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