DID JAMES LEROY HENNEMAN CAUSE YOU INVESTMENT LOSSES?

James Henneman Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is James Henneman of Northwestern Mutual Investment Services, LLC?

James Henneman (CRD #2408674) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Naperville, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, LLC, James Henneman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Henneman Customer Complaint

James Henneman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations that the rollover of IRA funds to a fixed annuity was not suitable at the time of the sale and failure to disclose restrictions regarding withdrawals and surrender fees. The customer complaint was denied by the brokerage firm and, to date, it appears that the customer has not taken any further action.

James Henneman Red Flags & Your Rights As An Investor

Of course, James Henneman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Henneman at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Henneman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Henneman

If you have questions about Northwestern Mutual Investment Services, LLC and/or James Henneman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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