DID DESMOND LAWRENCE JAMES-JONES CAUSE YOU INVESTMENT LOSSES?
Desmond James-Jones Formerly With Equitable Advisors, LLC was terminated on May 17, 2024, for failure to disclose an outside business activity, which was a violation of the firm’s policy.
Who is Desmond James-Jones formerly with Equitable Advisors, LLC?
Desmond James-Jones (CRD #6530759) who was formerly registered as a broker with Equitable Advisors, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Desmond James-Jones Employment History and Termination
Desmond Lawrence James-Jones has been active in the financial industry since 2016, with his primary registration being with Equitable Advisors, LLC, where he worked from February 2016 until May 2024. Prior to his career in finance, he held various non-investment roles, indicating a diverse employment history leading into his tenure at Equitable Advisors.
He has passed two general industry/product exams and one multi-state securities law exam but does not hold any supervisory credentials.
Desmond James-Jones was discharged from Equitable Advisors, LLC on May 17, 2024. Public records indicate his termination was due to the failure to disclose an outside business activity, a requirement under firm policy.
DISCLOSURE SUMMARY
Details: James-Jones was terminated due to a failure to disclose outside business activities, which contravened firm policy. This incident reflects compliance issues regarding firm policies.
Termination:
Date: May 17, 2024
Firm: Equitable Advisors, LLC
Desmond James-Jones Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Desmond James-Jones is a red flag which should put all current and former customers of Desmond James-Jones at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Desmond James-Jones engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Desmond James-Jones
If you have questions about Equitable Advisors, LLC and/or Desmond James-Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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