DID JAMES VALENTINE MALAUSSENA CAUSE YOU INVESTMENT LOSSES?
James Malaussena Of Berthel, Fisher & Company Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Malaussena of Berthel, Fisher & Company Financial Services, Inc.?
James Malaussena (CRD #2494951) who is currently registered with Berthel, Fisher & Company Financial Services, Inc. and located in Palm Beach Gardens, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Berthel, Fisher & Company Financial Services, Inc., James Malaussena was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Malaussena Customer Complaints
James Malaussena has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by TD Waterhouse Investor Services. The other customer complaint is pending against Berthel Fisher and Co. Financial Services.
Allegations Against James Malaussena
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment strategy, misrepresentation of investments, forgery of the client’s signature on some paperwork.
- Unsuitable investment recommendation of WorldCom securities.
James Malaussena Red Flags & Your Rights As An Investor
Of course, James Malaussena did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Malaussena at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Malaussena has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To James Malaussena
If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or James Malaussena and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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